3 | Initial filing by director officer or owner of more than ten percent. | Dec 2, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 2, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file. |
S-1/A | Amended Registration statement for face-amount certificate companies | Dec 1, 2017 | Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file. |
424B4 | Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 | Dec 1, 2017 | Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in XLS file. |
CORRESP | Correspondence from the Filer to the SEC | Dec 1, 2017 | Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file. |
CORRESP | Correspondence from the Filer to the SEC | Dec 1, 2017 | Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file. |
EFFECT | Notice from the SEC of registration effectiveness | Dec 1, 2017 | Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file. |
S-1/A | Amended Registration statement for face-amount certificate companies | Dec 1, 2017 | Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file. |
424B4 | Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 | Dec 1, 2017 | Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in XLS file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
3 | Initial filing by director officer or owner of more than ten percent. | Dec 1, 2017 | Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file. |
CERTNAS | When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS | Nov 30, 2017 | Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in HTML.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in DOC file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in PDF file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in XLS file. |
CERTNAS | When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS | Nov 30, 2017 | Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in HTML.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in DOC file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in PDF file. |
S-1/A | Amended Registration statement for face-amount certificate companies | Nov 28, 2017 | Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file. |
8-A12B | Registration of certain classes of securities 12(b) of the Securities Exchange Act | Nov 28, 2017 | Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file. |
CORRESP | Correspondence from the Filer to the SEC | Nov 28, 2017 | Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file. |
CORRESP | Correspondence from the Filer to the SEC | Nov 28, 2017 | Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file. |
S-1/A | Amended Registration statement for face-amount certificate companies | Nov 28, 2017 | Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file. |
8-A12B | Registration of certain classes of securities 12(b) of the Securities Exchange Act | Nov 28, 2017 | Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file. |